-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nwxd+naK0vs28Xmsw+LZx15ZVrgw8TYfm3+XzsNSzK4MhZLaCKLJ/IxRf8sia0wT fOCprtj7pMClv9RgbcGtew== 0000946275-02-000130.txt : 20020415 0000946275-02-000130.hdr.sgml : 20020415 ACCESSION NUMBER: 0000946275-02-000130 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020307 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TF FINANCIAL CORP CENTRAL INDEX KEY: 0000921051 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 742705050 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46584 FILM NUMBER: 02569206 BUSINESS ADDRESS: STREET 1: 3 PENNS TRAIL CITY: NEWTOWN STATE: PA ZIP: 18940 BUSINESS PHONE: 2155794000 MAIL ADDRESS: STREET 1: 3 PENNS TRAIL CITY: NEWTOWN STATE: PA ZIP: 18940 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREGORY CARL F CENTRAL INDEX KEY: 0001103990 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3 PENNS TRAIL CITY: NEWTOWN STATE: PA ZIP: 18940 BUSINESS PHONE: 2155799000 MAIL ADDRESS: STREET 1: 3 PENNS TRAIL CITY: NEWTOWN STATE: PA ZIP: 18940 SC 13G/A 1 sc13ga_030702-0084.txt SCHEDULE 13G/A CARL F. GREGORY SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) TF FINANCIAL CORPORATION -------------------------------------- (Name of Issuer) Common Stock $0.10 Par Value Per Share -------------------------------------- (Title of Class of Securities) 872391 10 7 -------------------------------------- (CUSIP Number) March 1, 2002 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13 d - 1(b) |X| Rule 13 d - 1(c) |_| Rule 13 d - 1(d) CUSIP No. 872391 10 7 13G Page 1 of 5 Pages - ---------------------------------- ----------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Carl F. Gregory - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 25,851 Shares BENEFICIALLY ---------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 38,000 Shares REPORTING ---------------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 126,751 Shares ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 38,000 Shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 164,751 Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.87% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Item 1(a). Name of Issuer: - ---------- --------------- TF Financial Corporation Item 1(b). Address of Issuer's Principal Executive Offices: - ---------- ------------------------------------------------ 3 Penns Trail, Newtown, Pennsylvania 18940 Item 2(a). Name of Person Filing: - ---------- ---------------------- Carl F. Gregory Item 2(b). Address of Principal Business Office or, if None, Residence: - ---------- ------------------------------------------------------------ 3 Penns Trail, Newtown, Pennsylvania 18940 Item 2(c). Citizenship: - ---------- ------------ United States Item 2(d). Title of Class of Securities: - ---------- ----------------------------- Common Stock, $0.10 par value per share. Item 2(e). CUSIP Number: - ---------- ------------- 872391 10 7 Item 3. - ------- Not Applicable. -2- Item 4. Ownership: - ------- ---------- The following information relates to Mr. Gregory's ownership as of March 1, 2002. (a) Amount beneficially owned: 164,751 shares (b) Percent of Class: 5.87% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 25,851 shares (ii) Shared power to vote or to direct the vote 38,000* shares (iii) Sole power to dispose or to direct the disposition of 126,751 shares (iv) Shared power to dispose or to direct the disposition of 38,000* shares * These shares are owned by Mr. Gregory's spouse. Item 5. Ownership of Five Percent or Less of a Class: - ------- --------------------------------------------- Not Applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - ------- ---------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the - ------- ----------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company: --------------------------------------------------------- Not Applicable. -3- Item 8. Identification and Classification of Members of the Group: - ------- ---------------------------------------------------------- Not Applicable. Item 9. Notice of Dissolution of Group: - ------- ------------------------------- Not Applicable. Item 10. Certification: - -------- -------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. -4- SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: March 2, 2002 /s/Carl F. Gregory ---------------------------------------- Carl F. Gregory -----END PRIVACY-ENHANCED MESSAGE-----